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The Osgoode Certificate in Canadian Financial Services Regulation, Analysis and Decision-Making

The Osgoode Certificate in Canadian Financial Services Regulation, Analysis and Decision-Making

Issued on 17 Apr 2025 by

Osgoode Professional Development, York University

Osgoode Professional Development, York University

Financial regulation in Canada operates within a unique, multi-layered and rapidly changing legal, political and cultural landscape. Join an exclusive cohort of financial regulators and get the up-to-date and critical framework and tools you need to strategically identify problems and evaluate solutions to enhance your ability to make more-informed decisions. While regulation is carefully layered within specific jurisdictional boundaries and discreet mandates, there is a growing need for financial regulators to focus on regulation within the Canadian financial system as a whole in order to better address the increased complexities and the interconnectedness with global events, rapidly changing technology and shifting market, political and public expectations. Designed by and for financial regulators, this practical OsgoodePD certificate features blended learning, case studies and group discussion to enhance your experience. You will delve into a functional examination of the Canadian legal, administrative, political and cultural framework in order to better evaluate how to optimize regulatory approaches and tools, achieve outcome-based solutions and define regulatory success on a more multi-faceted and holistic level. You will have the opportunity to engage with leading regulatory and scholarly authorities and experts, as well as your peers from other financial services regulatory bodies across Canada. You will emerge equipped with an improved ability to analyze and prioritize problems, solutions and outcomes from a broader financial regulation perspective and to better navigate complex issues and challenges and adapt to rapidly changing technology and the future of regulation.

Issuer

Osgoode Professional Development is the lifelong learning arm of Osgoode Hall Law School, one of Canada’s leading law schools.

We provide a uniquely broad and flexible range of interdisciplinary graduate-level legal education to professionals with and without law degrees.

Criteria

What You’ll Learn

  1. How and why the context and framework of the Canadian landscape sets the unique stage for financial services regulation

  2. Techniques for evaluating and prioritizing statutory objectives and mandates within the Canadian financial system

  3. Strategies for enriching fluency with regulation and making smarter regulatory management or compliance decisions

  4. Crucial analytical tools for making and responding to regulatory decisions more effectively

  5. Approaches for tackling challenges involving the public interest, input and future and populist challenges

  6. How to implement an evidence-based framework to assess regulatory effectiveness

  7. Tactics for adapting to rapid change, structural challenges, extraterritoriality and the future of regulation

  8. Approaches for demonstrating comprehension and application of the major concepts and techniques used to inform and improve decision-making across all areas of economic and social regulation

  9. Enhanced methods to establish, implement, enforce, influence or comply with regulations

  10. Analytical techniques for providing internal or external input into regulatory development, review and modification

  11. Tools for integrating key behavioural economics and cost benefit analysis concepts

  12. How to navigate the impacts of technology, including artificial intelligence, machine learning, data analytics and other emerging technologies

  13. Problem-solving insights and tips from other financial services regulatory bodies, intermediary agencies and authorities

Assessment Criteria

In order to obtain the Certificate, the learner must:

  1. View all primer modules
  2. Attend all program modules (whether live and/or by viewing program archive)
  3. Successfully complete an online assessment within 30 days of the last module

Estimated learning effort

Approximately 33 hours of learning effort, spread over multiple weeks.

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